We are a specialized law firm located in the heart of Wall Street. Our personnel are regulatory attorneys, each with many years of experience and demonstrated accomplishments in advising and defending firms in the financial industry.

Our clients include a wide range of securities and commodities brokers and traders, investment advisors, hedge funds and securities industry executives in all of their corporate, transactional, employment, arbitration, litigation, disciplinary, regulatory, compliance and licensing matters.

The firm’s clientele vary in size from large, nationally recognized companies, and their subsidiaries to the smallest introducing firms.

We can help you with your legal problem. Please call us today at
212) 809 - 9100 to speak with our attorneys about your case.